| 12-04263 | 02/12/2014 | Claimant(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Mischler Financial Group.
Respondent Lawyers(s): Sylvia Scott
Arbitrator(s): Charles L. Henderson, Robert I. Adler, Lisa Lograno
Hearing Site: New York, NY
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| 11-03714 | 02/25/2013 | Claimant(s): John Joyce
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz
Hearing Site: New York, NY
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| 11-04523 | 01/25/2013 | Claimant(s): Brendan Sheehan
Claimant Lawyers(s): Vincent E. Bauer
Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers
Hearing Site: New York, NY
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| 09-03283 | 10/11/2010 | Claimant(s): Richard Rothaar
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Joseph A. Forgione, Annamaria Boccia Smith, David Serko
Hearing Site: New York, NY
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