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FINRA Awards for Chaim A. Levin

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0073010/05/2016Claimant(s): Glenn Haberfield, John O'connell
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Sandra D. Parker
Hearing Site: New York, NY
11-0371402/25/2013Claimant(s): John Joyce
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz
Hearing Site: New York, NY
11-0452301/25/2013Claimant(s): Brendan Sheehan
Claimant Lawyers(s): Vincent E. Bauer
Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers
Hearing Site: New York, NY
09-0328310/11/2010Claimant(s): Richard Rothaar
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Joseph A. Forgione, Annamaria Boccia Smith, David Serko
Hearing Site: New York, NY

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