Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00829 | 03/19/2024 | Claimant(s): Qi Wang Claimant Lawyers(s): Qi Wang Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz Hearing Site: New York, NY |  | $0 |
| 18-02321 | 07/03/2019 | Claimant(s): Vinh Thai Claimant Lawyers(s): David E. Robbins Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Helm Wright Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang Hearing Site: New York, NY | | $1,125 |
| 16-02256 | 03/01/2018 | Claimant(s): Rochdale Securities LLC Claimant Lawyers(s): Aaron A. Romney Respondent(s): Carl Acebes, Daniel Crowley, Hal Tunick, Harlan Sender, Kristen Talgo, Quad Capital Respondent Lawyers(s): Aaron A. Romney, Michael A. Kleinman, Paul W. Ryan Arbitrator(s): Leonard M. Bakal, Gregory J. Getz, Phillip Weitzman Hearing Site: New York, NY | ||
| 15-03189 | 11/17/2017 | Claimant(s): Jose Teles Claimant Lawyers(s): Jonathan Sack Respondent(s): Nomura Securities International. Respondent Lawyers(s): Jeremy T. Adler Arbitrator(s): Jeffrey P. Bachmann, Joseph H. Cerame, Gregory J. Getz Hearing Site: New York, NY | ||
| 17-00071 | 10/24/2017 | Claimant(s): Carlos Nieves Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Gregory J. Getz Hearing Site: New York, NY | | $22,103 |
| 14-00451 | 08/10/2017 | Claimant(s): Dominic Cammareri Claimant Lawyers(s): Christine Lazaro Respondent(s): Charles Vista LLC Respondent Lawyers(s): Greg Lorenzo Arbitrator(s): Gregory J. Getz Hearing Site: | | $15,557 |
| 15-03474 | 10/05/2016 | Claimant(s): Matthew Macgregor Claimant Lawyers(s): Christopher B Jones Respondent(s): Andrew Totman, SG Americas Securities Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Gregory J. Getz Hearing Site: New York, NY | ||
| 16-01745 | 09/30/2016 | Claimant(s): Primary Capital Claimant Lawyers(s): Ross D. Carmel Respondent(s): Joseph Messina Respondent Lawyers(s): Joseph Gasper Messina Arbitrator(s): Gregory J. Getz Hearing Site: New York, NY | ||
| 16-02396 | 09/28/2016 | Claimant(s): Dominic Cammareri Claimant Lawyers(s): Christine Lazaro Respondent(s): Jeffrey Lyon Respondent Lawyers(s): Jeffrey G Lyon Arbitrator(s): Gregory J. Getz Hearing Site: | | $28,793 |
| 15-00751 | 06/30/2016 | Claimant(s): William Burke Claimant Lawyers(s): Matthew J. McDonald Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Gregory J. Getz, John Michael Richardson, David Spencer Hearing Site: New York, NY |