Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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16-02256 | 03/01/2018 | Claimant(s): Rochdale Securities LLC Claimant Lawyers(s): Aaron A. Romney Respondent(s): Carl Acebes, Daniel Crowley, Hal Tunick, Harlan Sender, Kristen Talgo, Quad Capital Respondent Lawyers(s): Aaron A. Romney, Michael A. Kleinman, Paul W. Ryan Arbitrator(s): Leonard M. Bakal, Gregory J. Getz, Phillip Weitzman Hearing Site: New York, NY | ||
07-01452 | 12/17/2009 | Claimant(s): L. James Reese Revocable Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Melford V. McCormick, David B. Lacks, Michael A. Kleinman Hearing Site: Kansas City, MO | $0 |