| 16-02256 | 03/01/2018 | Claimant(s): Rochdale Securities LLC
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): Carl Acebes, Daniel Crowley, Hal Tunick, Harlan Sender, Kristen Talgo, Quad Capital
Respondent Lawyers(s): Aaron A. Romney, Michael A. Kleinman, Paul W. Ryan
Arbitrator(s): Leonard M. Bakal, Gregory J. Getz, Phillip Weitzman
Hearing Site: New York, NY
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| 14-01061 | 02/23/2016 | Claimant(s): Rochdale Securities LLC
Claimant Lawyers(s): Aaron Romney
Respondent(s): Daniel Crowley, Pershing LLC
Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb
Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci
Hearing Site: New York, NY
| | |
| 12-04321 | 11/21/2013 | Claimant(s): Brandon Dunn, Craig Bonder, Michael Glover
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Daniel Crowley, Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Paul J. Camilleri, Peter A. Goldman, Joseph I. Liebman
Hearing Site: New York, NY
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| 13-00285 | 11/01/2013 | Claimant(s): Eric J. Altschul, as Trustee under Irrev, Karen Altschul, as Trustee under Irrevoc
Claimant Lawyers(s): Andrew Zeitlin, Gregor J. Schwinghammer
Respondent(s): Daniel Crowley, Rochdale Securities LLC
Respondent Lawyers(s): Christopher Major, Eric Lee
Arbitrator(s): Diane M. Perry
Hearing Site: Boca Raton, FL
|  | $579,200 |
| 13-00338 | 10/17/2013 | Claimant(s): John Ivarone
Claimant Lawyers(s): John Ivarone
Respondent(s): Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
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