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FINRA Awards for Raymond A. Urci

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0172901/25/2019Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Gabriel Antuna, Paul Cowler, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Christopher P. Milazza, Gabriel Fischbarg, John Hitchings
Arbitrator(s): Lilian M. Leong, David Ross, Raymond A. Urci
Hearing Site: New York, NY
15-0257912/06/2016Claimant(s): Michael Zirpolo, Thomas Fayad
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Martin A. Edelstein, Raymond A. Urci, Steven C. Kasarda
Hearing Site: New York, NY
14-0106102/23/2016Claimant(s): Rochdale Securities LLC
Claimant Lawyers(s): Aaron Romney
Respondent(s): Daniel Crowley, Pershing LLC
Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb
Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci
Hearing Site: New York, NY

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