| 20-00801 | 04/26/2023 | Claimant(s): David Petterson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski
Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden
Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
|  | $234,336 |
| 20-00030 | 03/31/2023 | Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
| | $57,750 |
| 20-00366 | 05/25/2022 | Claimant(s): Laura Tufariello
Claimant Lawyers(s): Chase Carlson
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Paul Bennett Marrow, Ronald Harris Kisner, Susan Romano
Hearing Site: New York, NY
| | $164,900 |
| 21-01589 | 10/22/2021 | Claimant(s): Randi Speedling
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper
Hearing Site: New York, NY
| | |
| 20-01385 | 07/16/2021 | Claimant(s): James Meeker, Dorothy Lorentzen Trust, James Meeker Discretionary Trust
Claimant Lawyers(s): Judd R. Spray
Respondent(s): Jeffrey Sullivan, Steven Ayer, HighTower Advisors, Hightower Securities
Respondent Lawyers(s): Meghan E. Flinn
Arbitrator(s): Sandra D. Parker, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
| | $425 |
| 20-02911 | 04/27/2021 | Claimant(s): Walter Pardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. McLaughlin
Arbitrator(s): Paul Bennett Marrow
Hearing Site: New York, NY
| | |
| 17-00279 | 06/26/2018 | Claimant(s): Mohamed Ahmed
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawerence R. Sandak
Arbitrator(s): Paul Bennett Marrow, Thomas J. Stock, Marc S. Schindelheim
Hearing Site: New York, NY
| | |
| 16-02324 | 04/04/2018 | Claimant(s): Robert J. Litsky & Michael Litsky TTEES
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector
Hearing Site: New York, NY
| | Expungement |
| 14-02230 | 03/29/2018 | Claimant(s): SLS Capital, S.A.
Claimant Lawyers(s): Michael Cohen
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Keely D. Parr, Denise N. Seegobin, Paul Bennett Marrow
Hearing Site: New York, NY
| | $0 |
| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
| | |
