| 23-03010 | 07/24/2024 | Claimant(s): John Girgis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities.
Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso
Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 23-00040 | 03/29/2024 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden
Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano
Hearing Site: New York, NY
| | |
| 22-02016 | 05/08/2023 | Claimant(s): Joseph Fallarino
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC
Respondent Lawyers(s): Damian Maggio, Jamie J. Worden
Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman
Hearing Site: New York, NY
| | |
| 20-00801 | 04/26/2023 | Claimant(s): David Petterson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski
Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden
Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
|  | $234,336 |
