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FINRA Awards for Gerald M. Levine

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0300010/11/2024Claimant(s): John Garrity
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Hapoalim Securities USA.
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): John B. Morgan, Gerald M. Levine, Sean Farrow
Hearing Site: New York, NY
23-0279309/26/2024Claimant(s): Peter Marshall
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lawrence Barbot
Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine
Hearing Site: New York, NY
23-0301007/24/2024Claimant(s): John Girgis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities.
Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso
Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine
Hearing Site: New York, NY

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