| 23-03010 | 07/24/2024 | Claimant(s): John Girgis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities.
Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso
Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine
Hearing Site: New York, NY
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| 22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley
Hearing Site: New York, NY
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| 19-02723 | 12/17/2020 | Claimant(s): Keith Goggin
Claimant Lawyers(s): Stephen J. Nelson
Respondent(s): James Durkin, Integral Derivatives
Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs
Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson
Hearing Site: New York, NY
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| 18-03253 | 10/15/2019 | Claimant(s): David Beach
Claimant Lawyers(s): David Martin Beach
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Stewart Randy Lampert
Arbitrator(s): Julian F. Santos, Sandra J. Mullings, Kathleen Cawley
Hearing Site: New York, NY
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| 12-03803 | 07/11/2014 | Claimant(s): Susan Bowlus, The Dilts Saltzman Partnership, The Dilts & Kappeler Family Trust
Claimant Lawyers(s): Natraj S. Bhushan
Respondent(s): Nello Gonfiantini, Robert Lawless, Stacy Asteriadis, Specialty Capital
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Thomas D. Giordano, Kathleen Cawley, Ronald J. Colombo
Hearing Site: New York, NY
|  | $0 |
| 09-06456 | 04/07/2011 | Claimant(s): Michael Skakun
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Scott Nuttall, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Scott E Nuttall
Arbitrator(s): J. Martin McDonough, Paul Weinberg, Kathleen Cawley
Hearing Site: New York, NY
| | Expungement |
| 08-01592 | 04/16/2009 | Claimant(s): Albert Vacchiano
Claimant Lawyers(s): Kathleen Peratis
Respondent(s): Amerivest Partners, Bay Crest Partners, Freedom Holding Group
Respondent Lawyers(s): Anthony J. DiOrio
Arbitrator(s): Bruce K. Isenberg, Mae A. Brudner, Kathleen Cawley
Hearing Site: New York, NY
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