| 23-03027 | 05/24/2024 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Harvey E. Benjamin
Hearing Site: New York, NY
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| 17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
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| 22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley
Hearing Site: New York, NY
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| 07-03376 | 07/23/2008 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): Scott Rosenberg
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Robert F. Sanville
Hearing Site: Philadelphia, PA
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