| 23-02980 | 10/18/2024 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Neil G. Gargiulo, Gerry E. Feinberg, William E. Nuckel
Hearing Site: New York, NY
| | |
| 22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley
Hearing Site: New York, NY
| | |
| 18-01165 | 01/04/2019 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian H. Hummel
Respondent(s): First Cap. Real Estate Investments, First Cap. Real Estate Op. P'ship LP, First Capital Real Estate Advisors LP, First Capital Real Estate Trust Inc.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Gerry E. Feinberg, Morton S. Bunis, Megan Brillault
Hearing Site: New York, NY
|  | $0 |
| 07-01400 | 12/22/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Wachovia Securities, Jason Siegel
Respondent Lawyers(s): David L. Ward
Arbitrator(s): William J. Crowe, Gerry E. Feinberg, Aubrey Lees
Hearing Site: New York, NY
| | |
| 04-01174 | 09/26/2007 | Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
| | Expungement |
