| 17-03320 | 11/07/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): John Fitzgerald
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): James T. McLaughlin, Joseph H. Danziger, Peter George Erdely
Hearing Site: Philadelphia, PA
| | |
| 17-00696 | 10/09/2017 | Claimant(s): Ronald Mckinney
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Cindy L. Anderson, Hope L. Newsome, Mary Ann Etzler
Hearing Site: Orlando, FL
| | |
| 10-00757 | 04/23/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Jeffrey Sullivan, John Lang, Peter Lang, Roman Ciosek, Steven Ayer, Hightower Securities
Respondent Lawyers(s): Sharron Ash
Arbitrator(s): Richard S. Peskin, William P. Laino, Steven J. Brill
Hearing Site: New York, NY
| | |
| 11-02261 | 08/23/2012 | Claimant(s): Alan Jacobson, Richard Schwartz
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Peter M. Pfau, Terrance J. Nolan, Ira S. Cure
Hearing Site: New York, NY
| | |
| 11-01558 | 06/15/2012 | Claimant(s): Paul Stanford
Claimant Lawyers(s): Steven Rosenberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland
Hearing Site: Boston, MA
| | |
| 10-01897 | 06/24/2011 | Claimant(s): Deborah Gandy
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson
Hearing Site: Washington, DC
| | |
| 10-01893 | 06/16/2011 | Claimant(s): Steven Smith
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring, Jr.
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson
Hearing Site: Washington, DC
| | |
| 09-04403 | 05/03/2011 | Claimant(s): Eric Hudson
Claimant Lawyers(s): William J. Kupinse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Donald J. Zoeller, Daniel A. Dolan, John Caracciolo
Hearing Site: New York, NY
| | |
| 09-01976 | 12/03/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Anthony Marchese, Carolyn A. Mann, Lynne M. Reid-McQueen
Hearing Site: New York, NY
|  | $2,428,030 |
| 09-06253 | 11/02/2010 | Claimant(s): Nathaniel Finkin
Claimant Lawyers(s): Nathaniel Finkin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Debra G. Speyer, Jordan Roy Nelson, Fred M. Fleisher
Hearing Site: Philadelphia, PA
| | |
