23-01904 | 12/18/2023 | Claimant(s): Witzel Living Trust dtd June 13, 1994 Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Colorado Financial Service Corporation Respondent Lawyers(s): William Nelson Arbitrator(s): Daniel B. MacLeod, Jay M. Schornstein, Lorena Reynolds Hearing Site: Portland, OR
| | Dismissed by Rule 12206 |
16-01995 | 09/12/2017 | Claimant(s): Francois Perron Claimant Lawyers(s): Francois Perron Respondent(s): William Nelson Respondent Lawyers(s): William David Nelson Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass Hearing Site: New York, NY
| | $5,000 |
14-03593 | 06/03/2015 | Claimant(s): John Erickson Claimant Lawyers(s): John F. Erickson Respondent(s): William Nelson, Meyers Associates, L.P. Respondent Lawyers(s): David S. Schrader Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC
| | $0 |
11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities Claimant Lawyers(s): Simon Miller Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter Hearing Site: Atlanta, GA
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10-01893 | 06/16/2011 | Claimant(s): Steven Smith Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring, Jr. Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson Hearing Site: Washington, DC
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07-02336 | 06/13/2008 | Claimant(s): Mount Yale Securities, Yale Portfolio Advisors Claimant Lawyers(s): Sven C. Collins Respondent(s): Glenda Pemble Respondent Lawyers(s): William Nelson Arbitrator(s): Jonathan H. Larson, Michael A. Ruderman, Richard Djokic Hearing Site: Denver, CO
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