20-03520 | 03/15/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins Hearing Site: Las Vegas, NV
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15-00180 | 04/07/2016 | Claimant(s): Donnie Pate Claimant Lawyers(s): Hilton Wiener Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter Hearing Site: Jacksonville, FL
| | $300 |
11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities Claimant Lawyers(s): Simon Miller Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter Hearing Site: Atlanta, GA
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