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FINRA Awards for Obsidian Financial Group

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Displaying 10 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0120906/14/2024Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Lynne M. Reid-McQueen, Richard E. Castiglioni, Brenda Hinton-Miller
Hearing Site: New York, NY
14-0374903/13/2019Claimant(s): Marcus Salouk
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas
Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner
Hearing Site: New York, NY
Checkmark Icon$0
15-0263403/01/2019Claimant(s): Gordon Dootson
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Stephen Grivas
Arbitrator(s): Joseph J. Arata, David S. Billet, Annamaria Boccia Smith
Hearing Site: New York, NY
Checkmark Icon$160,153
16-0280809/26/2018Claimant(s): Joseph Myers
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Wilmington, DE
Checkmark Icon$50,150
14-0234909/24/2018Claimant(s): Fred Zenk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas
Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash
Hearing Site: Omaha, NE
Checkmark Icon$139,904
15-0141504/25/2018Claimant(s): Richard Long
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): John Telfer, Stephen Grivas
Arbitrator(s): Gregory G. Gocek
Hearing Site: Kansas City, MO
Checkmark Icon$49,223
17-0229904/13/2018Claimant(s): Sigvard Heurlin
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): John Telfer, Stephen Grivas
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
Checkmark Icon$154,891
15-0141007/25/2017Claimant(s): Russell Wilson
Claimant Lawyers(s): Russell Wilson
Respondent(s): Qi Huang, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Qi Huang, Stephen Grivas
Arbitrator(s): William L. Merkin, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
Checkmark Icon$157,300
15-0018004/07/2016Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter
Hearing Site: Jacksonville, FL
Checkmark Icon$300
13-0055504/24/2015Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
Checkmark Icon$0

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