| 17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold
Claimant Lawyers(s): Lars K Soreide
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash
Hearing Site: Omaha, NE
|  | Expungement |
| 14-02349 | 09/24/2018 | Claimant(s): Fred Zenk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas
Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash
Hearing Site: Omaha, NE
| | $139,904 |
| 13-00771 | 03/27/2014 | Claimant(s): Todd Tuls
Claimant Lawyers(s): Timothy Feil
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Company President
Arbitrator(s): George A. Abbott, James Edward Nash, Linda Ann Mares
Hearing Site: Omaha, NE
| | Stipulated Award |
| 09-07108 | 09/08/2011 | Claimant(s): Todd Simon
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Bruce Keplinger, Thomas J. Pleiss, James Edward Nash
Hearing Site: Omaha, NE
| | $290,625 |
