18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): Kenneth Hackett, Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss Hearing Site: Omaha, NE
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14-00194 | 08/22/2014 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Robert G. Scott, Thomas J. Pleiss, Verne R. Gray Hearing Site: Omaha, NE
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12-03509 | 05/03/2013 | Claimant(s): James Nagengast, Kevin Miller Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Thomas J. Pleiss, Verne R. Gray, John R. Loss Hearing Site: Omaha, NE
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09-07108 | 09/08/2011 | Claimant(s): Todd Simon Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Bruce Keplinger, Thomas J. Pleiss, James Edward Nash Hearing Site: Omaha, NE
| | $290,625 |
08-02281 | 05/13/2009 | Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al Claimant Lawyers(s): J. L. Spray Respondent(s): Donald Beary, James Stanfield Respondent Lawyers(s): Patrick B. Griffin Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss Hearing Site: Omaha, NE
| | $10,290,000 |