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FINRA Awards for Patrick B. Griffin

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0228510/23/2019Claimant(s): John Juergens
Claimant Lawyers(s): Michael A. Zamat
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Elizabeth Gilbert, Peter E. Gillespie, Michael Andrew Rollin
Hearing Site: New York, NY
18-0222009/09/2019Claimant(s): Carol Chiarito
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford
Hearing Site: Denver, CO
14-0098811/16/2017Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Kevin Pearce
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): James C. Morrow, William H. O'Donnell, Dennis Shrewsbury
Hearing Site: Omaha, NE
14-0294308/06/2015Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Rodney Cochran
Respondent Lawyers(s): Rodney C. Cochran
Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie
Hearing Site: Dallas, TX
08-0228105/13/2009Claimant(s): Alan Bonebrake, Cecilia Johnson, Chrisenda Smith, Clarence Koester, Claretta Royal, Colleen Schreiter, Personal Rep, Deroy Harshman, Dona Brungardt, Donald Bremer, Donna Gress, Donna Jacobson, Duane Madison, Dwayne Witt, Elaine Heng, Erma Barrett, Esther Schnitzer, Faith Eyman, George Stukenholtz, Gerald Royal, Helen Ladd, et al
Claimant Lawyers(s): J. L. Spray
Respondent(s): Donald Beary, James Stanfield
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Richard M. Duxbury, Frederick B. Anderson, Thomas J. Pleiss
Hearing Site: Omaha, NE
Checkmark Icon$10,290,000

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