| 16-02316 | 09/04/2018 | Claimant(s): Dwain Owens, Myron Owens, Strategic Legacy Advisors.
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Margaret Tietjen, Richard Woltman, Girard Securities.
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Marilyn R. Lewis, Verne R. Gray, David K. Schaal
Hearing Site: Omaha, NE
| | |
| 14-00988 | 11/16/2017 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Kevin Pearce
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): James C. Morrow, William H. O'Donnell, Dennis Shrewsbury
Hearing Site: Omaha, NE
| | |
| 12-00492 | 05/29/2014 | Claimant(s): Bobb Meckenstock
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): James Livingston, Scott Romine, National Planning Corporation
Respondent Lawyers(s): Ross A. Anderson
Arbitrator(s): Thomas B. Phillips, James A. Hayes, Van R. Oliver
Hearing Site: Wichita, KS
| | |
| 11-01646 | 01/30/2013 | Claimant(s): Abby Vander Linden, Christopher Vander Linden, Donna Vander Linden, Leon Linden, Todd Linder Linden, Tricia Vander Linden
Claimant Lawyers(s): Fred Coats
Respondent(s): Billy Markve
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): James A. Lundberg, Lawrence R. Commers
Hearing Site: Minneapolis, MN
|  | Expungement |
| 09-04523 | 10/13/2010 | Claimant(s): Marcia Rasmussen, Richard Rasmussen
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Daniel FeltzL Financial Corporation
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): George A. Abbott, Douglas A. Spier, John R. Loss
Hearing Site: Omaha, NE
| | $0 |
| 09-03565 | 01/21/2010 | Claimant(s): Main Street Securities
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Jack Burkhart
Respondent Lawyers(s): Jack Allen Burkhart
Arbitrator(s): M. W. Gear
Hearing Site: Kansas City, MO
| | |
| 07-02354 | 02/27/2009 | Claimant(s): Sandra Pennington
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Main Street Security
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): Murray S. Levin
Hearing Site: Wichita, KS
| | $14,337 |
| 06-04822 | 02/29/2008 | Claimant(s): Neal Winberg, Shelley Winberg, Winberg Family Partnership, LLP, Winberg Family Char. Remainder Trust
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Debra Silversmith, Donald Silversmith, Omnivest.
Respondent Lawyers(s): Russell K. Bean, William D. Nelson
Arbitrator(s): Jeffrey M. Bain, Richard M. Duxbury, David K. Schaal
Hearing Site: Omaha, NE
| | $307,717 |
