| 20-02910 | 04/12/2021 | Claimant(s): Rodney Beary
Claimant Lawyers(s): Michael Bessette
Respondent(s): Girard Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 19-03757 | 08/17/2020 | Claimant(s): Matthew Lum
Claimant Lawyers(s): Michael Bessette
Respondent(s): Girard Securities.
Respondent Lawyers(s): Jeremy C. Wooden
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
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| 18-03463 | 11/01/2019 | Claimant(s): Mark Tsuchiyose, Bay Area Digestive Health Medical Grp T, Mark & Kazumi Tsuchiyose Trust
Claimant Lawyers(s): Marc I Zussman
Respondent(s): John Lau, Girard Securities., LFS Asset Management
Respondent Lawyers(s): Craig Zafis, Elizabeth Lowery
Arbitrator(s): Kenneth M. Weinman, Eric Gad Forster, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
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| 16-02316 | 09/04/2018 | Claimant(s): Dwain Owens, Myron Owens, Strategic Legacy Advisors.
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): Margaret Tietjen, Richard Woltman, Girard Securities.
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Marilyn R. Lewis, Verne R. Gray, David K. Schaal
Hearing Site: Omaha, NE
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