Potomac Analytics' Logo

FINRA Awards for Marc I Zussman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0126702/20/2020Claimant(s): Jenny Resnick, Robert Resnick
Claimant Lawyers(s): Marc I Zussman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright
Hearing Site: Los Angeles, CA
Checkmark Icon$0
18-0346311/01/2019Claimant(s): Mark Tsuchiyose, Bay Area Digestive Health Medical Grp T, Mark & Kazumi Tsuchiyose Trust
Claimant Lawyers(s): Marc I Zussman
Respondent(s): John Lau, Girard Securities., LFS Asset Management
Respondent Lawyers(s): Craig Zafis, Elizabeth Lowery
Arbitrator(s): Kenneth M. Weinman, Eric Gad Forster, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
Checkmark Icon$0

2 Results

Display: