| 14-02349 | 09/24/2018 | Claimant(s): Fred Zenk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas
Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash
Hearing Site: Omaha, NE
|  | $139,904 |
| 17-00712 | 06/06/2018 | Claimant(s): Kirk Nelson
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Murray S. Levin, Philip J. Glick, Mary C. Davis
Hearing Site: Omaha, NE
| | $216,490 |
| 15-00872 | 05/09/2018 | Claimant(s): David Hug
Claimant Lawyers(s): David Hug
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent M. Porges, Brent Porges, Richard H. Crockett, Robert M. Bursky
Arbitrator(s): Murray S. Levin, Julius Z. Frager, Henry R. Cox
Hearing Site: Kansas City, MO
| | $0 |
| 15-00510 | 04/26/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa K. Mayers
Respondent(s): James Pekelder, Joel Jacobs
Respondent Lawyers(s): Gail E. Boliver, Lisa K. Mayers
Arbitrator(s): Murray S. Levin, James S. Pittenger, Kristen Marie Blankley
Hearing Site: Omaha, NE
| | |
| 13-01957 | 04/18/2016 | Claimant(s): The Children's Mercy Hospital
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Murray S. Levin, Michael A. Kleinman, Dennis Shrewsbury
Hearing Site: Kansas City, MO
| | $0 |
| 13-01872 | 12/12/2014 | Claimant(s): Hereford Securities Management, S.A.
Claimant Lawyers(s): David H. Kalisek
Respondent(s): Juan Alejos, Charles Morgan Securities.
Respondent Lawyers(s): Benjamin Suess, Paul E. Taboada
Arbitrator(s): Murray S. Levin, Frank D. Connett, Richard L. Mitchell
Hearing Site: Omaha, NE
| | $0 |
| 12-02507 | 10/21/2013 | Claimant(s): Robert Cox
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Roger N. Walter
Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox
Hearing Site: Kansas City, MO
| | $776,424 |
| 13-00289 | 09/17/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): John Diederich
Respondent Lawyers(s): John G. Diederich
Arbitrator(s): Murray S. Levin
Hearing Site: Kansas City, MO
| | |
| 11-01186 | 08/31/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes FA
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Luetkemeyer
Respondent Lawyers(s): David Patrick Luetkemeyer
Arbitrator(s): Roland Pera, Arthur F. Dewsberry, Murray S. Levin
Hearing Site: Kansas City, MO
| | |
| 10-05370 | 01/19/2012 | Claimant(s): Tim Haug
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Richard Ryan, VSR Financial Services.
Respondent Lawyers(s): Theodore C. Houdek
Arbitrator(s): Murray S. Levin, Barry D. Estell, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | $119,260 |
