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FINRA Awards for Theodore C. Houdek

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0064808/22/2018Claimant(s): Robert Price, Robert Alan Price, IRA
Claimant Lawyers(s): Theodore C. Houdek
Respondent(s): KCD Financial.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Lawrence R. Maxwell, James W. Kerr, Christian Dennie
Hearing Site: Dallas, TX
Checkmark IconExpungement
10-0537001/19/2012Claimant(s): Tim Haug
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Richard Ryan, VSR Financial Services.
Respondent Lawyers(s): Theodore C. Houdek
Arbitrator(s): Murray S. Levin, Barry D. Estell, Ronald G. Bruch
Hearing Site: Kansas City, MO
Checkmark Icon$119,260

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