| 23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear
Hearing Site: Des Moines, IA
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| 22-01976 | 06/05/2023 | Claimant(s): Meris Collier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Seattle, WA
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| 22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout
Hearing Site: Honolulu, HI
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| 22-01326 | 02/28/2023 | Claimant(s): Scott Kaup
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Steven Meyrich, William (Bill) H. O'Donnell, Richard Djokic
Hearing Site: Omaha, NE
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| 22-00342 | 12/16/2022 | Claimant(s): Bobby James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services., EDI Financial., Rushmore Securities Corporation
Respondent Lawyers(s): David Feldstein, Dewey Malone Moore, Martin Prinz
Arbitrator(s): Frances Johnson Wright, Franklin Lewis Broyles
Hearing Site: Dallas, TX
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| 21-01480 | 02/25/2022 | Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services., Dominion Capital Corporation
Respondent Lawyers(s): David Feldstein, Douglas W. Powell
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs
Claimant Lawyers(s): Jason J. Kane
Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley
Hearing Site: Denver, CO
|  | Expungement |
| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 19-02764 | 07/17/2020 | Claimant(s): Robert Bragg
Claimant Lawyers(s): Michael Bessette
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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