Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02881 | 09/11/2024 | Claimant(s): Bruce Kimball Claimant Lawyers(s): Bruce M. Kimball Respondent(s): Securities America., Geneos Wealth Management Respondent Lawyers(s): Jennifer R. Cox, Victoria H. Buter Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02612 | 06/14/2024 | Claimant(s): Jeffrey Lashley Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Katelyn H. Wilson Arbitrator(s): John W. Jones, David A. Schuler, Jeremy Deeken Hearing Site: Kansas City, MO | ||
| 23-02789 | 06/12/2024 | Claimant(s): Kyle Gardner Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): SCF Securities. Respondent Lawyers(s): John T. Unger Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02952 | 05/09/2024 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01309 | 04/19/2024 | Claimant(s): Eli Ward Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 23-01390 | 03/29/2024 | Claimant(s): Gregory Thorn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01285 | 03/19/2024 | Claimant(s): Joseph Cantrell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Wiederholt Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01956 | 02/21/2024 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano Claimant Lawyers(s): Amir Tadjedin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX |