| 23-02909 | 08/05/2024 | Claimant(s): Keith Wood
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
| | |
| 23-01609 | 03/22/2024 | Claimant(s): Dawne Ferland
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner
Hearing Site: Cincinnati, OH
| | |
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 23-01372 | 12/14/2023 | Claimant(s): Sean Sill
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | |
| 23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
| | |
| 22-02272 | 10/11/2023 | Claimant(s): Patrick Hanratty
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
|  | Expungement |
| 22-02882 | 10/03/2023 | Claimant(s): Charla Duncan
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
| | Expungement |
| 22-00437 | 06/07/2023 | Claimant(s): Estate of Dolores Sarro
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Stuart K. Furman, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Expungement |
| 22-00692 | 06/01/2023 | Claimant(s): Cheryl Weigel, Executrix
Claimant Lawyers(s): Michael P. Stanton
Respondent(s): Wells Fargo Clearing Services, Robert Cautilli
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Guillermo L. Bosch, Arnold Peter Borish, Annya Baskerville
Hearing Site: Philadelphia, PA
| | Expungement |
| 22-01938 | 05/23/2023 | Claimant(s): Henry Krich
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino
Hearing Site: Boca Raton, FL
| | |
