Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00565 | 11/26/2024 | Claimant(s): J Mckelvy Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Jeffrey P. Palmer Arbitrator(s): Richard H. Potter, Thomas R. Dreiling, Kenneth W. Gosliner Hearing Site: San Francisco, CA | ||
| 24-00990 | 11/08/2024 | Claimant(s): Richard Lawrence Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Robert S. Zuckerman, Fern M. Laethem, Eric Ross Cromartie Hearing Site: Jackson, MS | ||
| 23-02850 | 08/07/2024 | Claimant(s): Neil Collins Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA | ||
| 23-02928 | 06/28/2024 | Claimant(s): Darren Oglesby Claimant Lawyers(s): Brian Luther Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Stephen Edgar Eisenbraun Hearing Site: New Orleans, LA | ||
| 23-02809 | 06/25/2024 | Claimant(s): James Desrocher Claimant Lawyers(s): Brian Luther Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 23-02813 | 06/07/2024 | Claimant(s): Brian Arezzo Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC | ||
| 23-02771 | 06/07/2024 | Claimant(s): Kent Fitzpatrick Claimant Lawyers(s): Brian Luther Respondent(s): NFP Securities. Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Stephen James McLaughlin Hearing Site: Boston, MA | ||
| 23-02839 | 05/21/2024 | Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 23-02559 | 05/21/2024 | Claimant(s): Thomas Rapp Claimant Lawyers(s): Brian Luther Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-02497 | 05/17/2024 | Claimant(s): Patrick Durst Claimant Lawyers(s): Brian Luther Respondent(s): Lifemark Securities Corp. Respondent Lawyers(s): Alex Georgiev Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO |