| 23-02850 | 08/07/2024 | Claimant(s): Neil Collins
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): Peter Svorinic
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | |
| 19-02481 | 01/22/2021 | Claimant(s): Salvatore Mansueto
Claimant Lawyers(s): Jeremy L. Bartell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic
Hearing Site: Boston, MA
| | |
| 20-00974 | 08/13/2020 | Claimant(s): Jill Zunshine
Claimant Lawyers(s): Zach Zunshine
Respondent(s): Alight Financial Solutions
Respondent Lawyers(s): Matthew Chotkowski
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
|  | $5,964 |
| 16-02895 | 07/03/2017 | Claimant(s): Thomas Bryant
Claimant Lawyers(s): David Glod
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): Richard J. Grahn, Jeffrey P. Petrucelly, George Weston Mann
Hearing Site: Boston, MA
| | |
| 14-01552 | 06/08/2015 | Claimant(s): Cindy-Marie Rogers
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Joan Norton, Ausdal Financial Partners.
Respondent Lawyers(s): Jeffrey S. McAllister
Arbitrator(s): Patricia Gatto Hechavarria, Jeffrey P. Petrucelly, Lisette C. Smith
Hearing Site: Boston, MA
| | $1,250,800 |
| 13-03767 | 05/11/2015 | Claimant(s): Michael Bruck, MBB Trust
Claimant Lawyers(s): Michael Bruck
Respondent(s): Craig Lewis, Morgan Stanley, Peter Grave
Respondent Lawyers(s): Tabitha Bartholomew
Arbitrator(s): Jeffrey P. Petrucelly, James R. Collins, John J. Kenny
Hearing Site: Boston, MA
| | $253,402 |
| 13-00144 | 11/22/2013 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Thomas Hand
Respondent Lawyers(s): Thomas Alexander Hand
Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr
Hearing Site: Boston, MA
| | |
| 12-01866 | 09/10/2012 | Claimant(s): Gregory Webb
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | $150,000 |
| 09-03441 | 04/26/2010 | Claimant(s): Peter Lombard
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): David Elsberg
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Dennis R. Surprenant
Hearing Site: Boston, MA
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