| 11-01278 | 09/26/2012 | Claimant(s): Annette Mancini, Dominic Mancini
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter
Hearing Site: Boston, MA
|  | $158,250 |
| 10-05205 | 04/17/2012 | Claimant(s): John Somers
Claimant Lawyers(s): Albert A DeNapoli
Respondent(s): John Sexton, Steven Rabinovici, William Moreno
Respondent Lawyers(s): Todd A Zuckerbrod, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Edward Aptaker, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
| 10-01204 | 05/06/2011 | Claimant(s): Alexandra Germano
Claimant Lawyers(s): Louis M. Ciavarra
Respondent(s): Jennifer Germano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer Germano, John P. Bevilacqua
Arbitrator(s): Howard I. Wilgoren, Francis A. McGrail, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | Expungement |
| 09-05931 | 10/19/2010 | Claimant(s): Isabelle Chang
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Troy McElreath, Advisory Group Equity Services Ltd.
Respondent Lawyers(s): Allen N. David
Arbitrator(s): David Ellis, Howard I. Wilgoren, Debra M. Brown
Hearing Site: Boston, MA
| | $121,030 |
| 09-03441 | 04/26/2010 | Claimant(s): Peter Lombard
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): David Elsberg
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Dennis R. Surprenant
Hearing Site: Boston, MA
| | |
| 08-00836 | 02/04/2010 | Claimant(s): John Ligums, Mark Leventhal, Jelco.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services.
Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
| 03-06469 | 01/17/2008 | Claimant(s): James A. Manganiello & Wanda Stevens
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Domenic Kalil, Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Howard I. Wilgoren, Sharon L. Monroe, Sylvia E. Green
Hearing Site: Boston, MA
| | Stipulated Award and Expungement |
