19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb Claimant Lawyers(s): Kerry Patrick Raheb Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer Arbitrator(s): Noel B. Berman Hearing Site: New York, NY
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08-01879 | 09/02/2011 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Hernando Cortes, James Matthew, Jason Sharfstein, John Kelly, Kevin O'Halloran, Robert Gaeta, Steven Rabinovici, Todd Zuckerbrod, Stockcross Financial Services., The Estate of Gerard Mastrianni Respondent Lawyers(s): George Brunelle, J. Christopher Albanese, Martin H. Kaplan, Michael P. Gilmore, Todd A. Zuckerbrod Arbitrator(s): Marc T. Danon, Stuart S. Billington, Jack A. Helms Hearing Site: Orlando, FL
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09-06545 | 02/10/2011 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Gregory Roper Respondent Lawyers(s): James A. McGovern Arbitrator(s): Edith N. Dinneen, George E. Bouse, Noel K. Evans Hearing Site: Tampa, FL
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09-01610 | 11/05/2010 | Claimant(s): Kevin Doyle Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Donald Wojnowski, Timothy Moyer, Vlad Uchenik, Empire Financial Group. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
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09-00266 | 06/25/2010 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Phil Pendergraft, Penson Financial Services. Respondent Lawyers(s): Mark G. Hanchet Arbitrator(s): Henry Hermann, Richard A Miller, Darrell G. Compton Hearing Site: Dallas, TX
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09-05556 | 05/21/2010 | Claimant(s): John Sellers Claimant Lawyers(s): John Garnet Sellers Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services. Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL
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07-02962 | 04/06/2010 | Claimant(s): Thomas Devere Claimant Lawyers(s): Adam Palmer Respondent(s): Peter McMullin, Robert Wasserman, Stephen Degroat, Empire Financial Group., Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Stan West, Karen Z. Fischer, Alvin Abraham Simon Hearing Site: Boca Raton, FL
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09-02695 | 03/19/2010 | Claimant(s): Betty Thomas, Trini Thomas Claimant Lawyers(s): Randall C. Place Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod Arbitrator(s): Paul E. Flora Hearing Site: Orlando, FL
| | $140,225 |
08-00836 | 02/04/2010 | Claimant(s): John Ligums, Mark Leventhal, Jelco. Claimant Lawyers(s): Pete S. Michaels Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services. Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney Hearing Site: Boston, MA
| | $0 |
08-01565 | 07/09/2009 | Claimant(s): Michael Greco, Salvatore Greco, Santo Greco, Cusano's Italian Bakery. Claimant Lawyers(s): Walter J. Mathews, Walton S. Kinsey Respondent(s): Empire Financial Group. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Stan West, Richard J. Kaplan, Dennis J. Levin Hearing Site: Boca Raton, FL
| | $90,086 |