| 18-01489 | 10/12/2018 | Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Burnham Securities
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Aubrey Lees
Hearing Site: New York, NY
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| 12-01719 | 03/04/2013 | Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Gerald Gregor
Respondent Lawyers(s): Gerald J. Gregor
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 11-01825 | 05/25/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-03618 | 03/11/2011 | Claimant(s): Emma Zilber, Jason Kim, Leon Zilber
Claimant Lawyers(s): George C. Miller
Respondent(s): David Yair, Investscape Inc., Penson Financial Services.
Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas
Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson
Hearing Site: New York, NY
| | $0 |
| 09-05556 | 05/21/2010 | Claimant(s): John Sellers
Claimant Lawyers(s): John Garnet Sellers
Respondent(s): Donald Wojnowski, Steven Rabinovici, Empire Financial Group., Empire Investment Advisors., Jesup & Lamont Inc., Jesup & Lamont Securities Corp, Penson Financial Services.
Respondent Lawyers(s): Mark Cuccaro, Todd A. Zuckerbrod
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
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