| 21-01442 | 06/26/2023 | Claimant(s): Jose Roberto Robles Gonzalez and
Claimant Lawyers(s): David R. Chase
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Mark C. Perry, Steven N. Ainbinder, Gary Mathew Singer
Hearing Site: Boca Raton, FL
|  | Expungement |
| 13-02025 | 08/03/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL
| | |
| 13-01134 | 12/02/2014 | Claimant(s): Laveranues Coles
Claimant Lawyers(s): Richard J. Lantinberg
Respondent(s): Peggy Lee, Robert Konrad
Respondent Lawyers(s): David R. Chase, Peggy Ann Lee
Arbitrator(s): Thomas Joseph Atkinson, Robert S. Anderson, Robert G. Bannon
Hearing Site: Orlando, FL
| | Expungement |
| 12-03042 | 01/30/2014 | Claimant(s): Joaquin Monserrate-Matienzo, Roxana Matienzo-Carrion
Claimant Lawyers(s): David R. Chase
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven Gerard Goerke, Michael Lau, Raymond W. Snow
Hearing Site: San Juan, PR
| | $0 |
| 11-01825 | 05/25/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ian Kass, Delaney Equity Group Llc, Penson Financial Services.
Respondent Lawyers(s): David R. Chase, Mark Cuccaro
Arbitrator(s): Harvey Alan Blicksilver, Philip L. Manczak, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-05415 | 11/10/2010 | Claimant(s): Lenore J. Gaynor Decl . of Trust
Claimant Lawyers(s): David R. Chase
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): James D. McDonald, Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-05108 | 09/29/2010 | Claimant(s): Wells Fargo Advisors, fka Wachovia
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Ivan Pulido
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman
Hearing Site: Miami, FL
| | |
| 06-04968 | 07/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): David H. Smith
Respondent(s): Sergio Negrini
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Syma S. Kasdin, Richard J. Kaplan, Norman E. Heyman
Hearing Site: Boca Raton, FL
| | |
