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FINRA Awards for Dominique E. Heller

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Displaying 10 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0255612/07/2018Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Stephen Murray
Respondent Lawyers(s): Stephen Allen Murray
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
18-0082006/22/2018Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Andrew Lawrence
Respondent Lawyers(s): Andrew Michael Lawrence
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
16-0304606/04/2018Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Mitchell Silverman, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller, Gianluca Morello
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0266202/05/2018Claimant(s): Michael T. Fant
Claimant Lawyers(s): Devin Bone
Respondent(s): Trade-PMR Inc.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Tracy L. Allen, Ralph C. Smith, Dale Frederick Feigley
Hearing Site: Detroit, MI
17-0186512/01/2017Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Brandon Duncan
Respondent Lawyers(s): Brandon Avery Duncan
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
15-0129012/16/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Neal Alster
Respondent Lawyers(s): Neal Evan Alster
Arbitrator(s): Rody P. Biggert
Hearing Site: St. Louis, MO
16-0121311/04/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Jason Davis
Respondent Lawyers(s): Jason Blair Davis
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charleston, WV
16-0154109/30/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Richard Vega
Respondent Lawyers(s): Richard Diego Vega
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
16-0004908/22/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Andrew Niehus
Respondent Lawyers(s): Andrew Joseph Niehus
Arbitrator(s): Robert H. Putnam
Hearing Site: Columbia, SC
16-0029606/23/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Paidemoyo Charasika
Respondent Lawyers(s): Paidemoyo Brian Charasika
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY

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