| 24-00431 | 09/25/2024 | Claimant(s): Dax Seale
Claimant Lawyers(s): George L. Guerra
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman
Hearing Site: Dallas, TX
| | |
| 22-02297 | 06/01/2023 | Claimant(s): Charles Failla
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates., R.D. White & Co..
Respondent Lawyers(s): Gianluca Morello, Louis Pagano
Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack
Hearing Site: New York, NY
| | |
| 22-01704 | 05/08/2023 | Claimant(s): Cary Kleinfield
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 17-01401 | 11/07/2018 | Claimant(s): Margo Norman
Claimant Lawyers(s): Jonathan Stein
Respondent(s): Jack Woodward, Raymond, James & Associates.
Respondent Lawyers(s): Bertrand C. Moser, Gianluca Morello
Arbitrator(s): Jo-Marie Lisa, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
|  | Expungement |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
| | Expungement |
| 16-03046 | 06/04/2018 | Claimant(s): Hilary Musser, Cooper Management Co.
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Mitchell Silverman, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller, Gianluca Morello
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03199 | 02/09/2018 | Claimant(s): William J. Mosley IRA, William J. Mosley & Karen Mosley JT/WROS
Claimant Lawyers(s): Christopher E. Geotes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Thomas A. Martin, Maryanne M. Esser, Cara Elizabeth Carlson
Hearing Site: Houston, TX
| | $254,250 |
