| 19-01425 | 12/17/2019 | Claimant(s): Anna Shursen, IRA, James Higbee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Bobby James, SCF Securities.
Respondent Lawyers(s): Gary S. Kessler, Jacob Brian Kring
Arbitrator(s): Louis J. Weber, Robert J. Gregory, Larry Adair
Hearing Site: Dallas, TX
|  | Dismissed by Rule 12206/12504 |
| 17-02126 | 12/04/2019 | Claimant(s): Jonathan Lennox
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Robert L. Yeager, Larry Adair, Donna Jean Tyus
Hearing Site: Dallas, TX
| | |
| 17-02241 | 12/31/2018 | Claimant(s): Thomas Peterson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair
Hearing Site: Dallas, TX
| | $0 |
| 17-00629 | 09/12/2018 | Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
| | Expungement |
| 17-02401 | 05/24/2018 | Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield
Claimant Lawyers(s): Richard Lewins
Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc.
Respondent Lawyers(s): Todd A. Murray
Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair
Hearing Site: Dallas, TX
| | $76,000 |
