22-02966 | 08/05/2024 | Claimant(s): Estate of John Roth Admin. Tatiana Roth Claimant Lawyers(s): Scott L. Silver Respondent(s): Dalmore Group LLC Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Christine R. Fitzgerald, Frank Sanclemente, John George Neylon Hearing Site: Manchester, NH
| | |
23-01752 | 06/14/2024 | Claimant(s): Steven Smith Claimant Lawyers(s): Scott L. Silver Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
22-02770 | 05/24/2024 | Claimant(s): Mary Markham, Michael Markham Claimant Lawyers(s): Scott L. Silver Respondent(s): IFP Securities Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler Hearing Site: Orlando, FL
| | Expungement |
19-02942 | 04/04/2024 | Claimant(s): Edna Angeli Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf Hearing Site: San Juan, PR
| | Expungement |
22-02572 | 03/25/2024 | Claimant(s): Emma Ward Claimant Lawyers(s): Scott L. Silver Respondent(s): PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Jeffrey L. Malek, Mark T Risner, Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | Expungement |
23-01856 | 01/05/2024 | Claimant(s): Roman Raykis Claimant Lawyers(s): Scott L. Silver Respondent(s): International Assets Advisory Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Carole Crosby Hearing Site: Tampa, FL
| | Expungement |
22-01908 | 11/06/2023 | Claimant(s): Janice Mecca, Laurence Brown, Robert Mecca, Brown Family Maintenance Trust, Brown Revocable Trust, Donald M Brown Income Provider Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Andrea J. Goldman, Peter M Cosel, Stephen James McLaughlin Hearing Site: Boston, MA
| | $246,114 |
22-00245 | 04/27/2023 | Claimant(s): Amy Reuben, Elizabeth Zimmer Claimant Lawyers(s): Scott L. Silver Respondent(s): Joseph Desapio Respondent Lawyers(s): Joseph C. Desapio Arbitrator(s): John Caracciolo Hearing Site: New York, NY
| | $0 |
21-01548 | 01/31/2023 | Claimant(s): Andres Rodriguez Martin Claimant Lawyers(s): Scott L. Silver Respondent(s): Ocean Financial Services Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Will Murphy, Michael D Felton, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | Expungement |
20-02368 | 11/08/2022 | Claimant(s): Helen Shelly, Jerry Shelly Claimant Lawyers(s): Scott L. Silver Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Greg Curley, Peter B. King Arbitrator(s): Michael J. Ahlstrom, Stuart K. Furman, Bernadette F. Rasmussen Hearing Site: Columbia, SC
| | Expungement |