| 20-01388 | 07/21/2023 | Claimant(s): Gennadii Bilitch
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Ted M. Rosen, John Caracciolo, Joan Patricia Beck-Wall
Hearing Site: New York, NY
|  | $0 |
| 22-00245 | 04/27/2023 | Claimant(s): Amy Reuben, Elizabeth Zimmer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
| | $0 |
| 20-01834 | 10/21/2021 | Claimant(s): Elizabeth Bondi
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John Caracciolo
Hearing Site: New York, NY
| | |
| 18-02062 | 06/18/2019 | Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
| | |
| 16-00033 | 01/12/2018 | Claimant(s): Odeon Capital Group LLC
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Mihir Patel, Auriga USA
Respondent Lawyers(s): Gary Trachten, Jeffrey Plotkin, Jonathan Sack
Arbitrator(s): Julian F. Santos, John Caracciolo, Paul George Huck
Hearing Site: New York, NY
| | |
| 14-00740 | 06/13/2016 | Claimant(s): Gianluca Passaretta
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ilene Barbara Zatkin-Butler, Denise L. Quarles, John Caracciolo
Hearing Site: New York, NY
| | |
| 12-00813 | 12/20/2013 | Claimant(s): Gary Moye, Joel Vanblerkom
Claimant Lawyers(s): August M. Lorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William Montgomery
Arbitrator(s): Bernard A. Friedman, Mary Lou McGanney, John Caracciolo
Hearing Site: New York, NY
| | Expungement |
| 10-00492 | 07/07/2011 | Claimant(s): Carole Abramovitz
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lori Vinciguerra
Arbitrator(s): Robert Youdelman, Ira L. Blankstein, John Caracciolo
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 09-04403 | 05/03/2011 | Claimant(s): Eric Hudson
Claimant Lawyers(s): William J. Kupinse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Donald J. Zoeller, Daniel A. Dolan, John Caracciolo
Hearing Site: New York, NY
| | |
