| 22-02752 | 07/08/2024 | Claimant(s): Daniel Cornell
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): David S. Billet, David John Reilly, Donald Francese
Hearing Site: New York, NY
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| 21-00109 | 02/22/2023 | Claimant(s): David Watkins
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Christopher Amo, UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Carole R. Bernstein, Daniel Robbins, Charlane Brown
Hearing Site: New York, NY
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| 18-04034 | 01/30/2020 | Claimant(s): Francois-Xavier Rouffiac
Claimant Lawyers(s): Jonathan Sack
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra J. Mullings, Geoffrey M. Elkind, Peter E. Gillespie
Hearing Site: New York, NY
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| 16-02357 | 10/17/2019 | Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
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| 18-01851 | 07/08/2019 | Claimant(s): James Springer
Claimant Lawyers(s): Craig Stein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Richard J. Fuller, Sharon Lee Chernin, James Mathieu
Hearing Site: Tampa, FL
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| 16-03361 | 03/15/2019 | Claimant(s): Jamarr Delauney
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Thomas Allan Dubbs, John D. Nagy, Serge Krimnus
Hearing Site: New York, NY
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| 15-00953 | 05/16/2018 | Claimant(s): Alexander Beigelman
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler
Hearing Site: New York, NY
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| 16-01647 | 04/27/2018 | Claimant(s): Joseph Reardon
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Sandra D. Parker, Emily M. Altman, Andrew M. Schmertz
Hearing Site: New York, NY
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| 15-00100 | 10/26/2017 | Claimant(s): James Springer
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Richard S. Zaifert, Patrick D. King, Jack A. Helms
Hearing Site: Tampa, FL
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| 12-02392 | 05/22/2017 | Claimant(s): Kyle Rusconi, Namuk Cho
Claimant Lawyers(s): David B. Wechsler
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger
Hearing Site: New York, NY
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