FINRA Awards for Linda D. Friedman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02295	07/18/2023	Claimant(s): Cynthia Farnsworth Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sal Presti Hearing Site: Milwaukee, WI
19-00799	12/16/2019	Claimant(s): Mark Johnson Claimant Lawyers(s): Linda D. Friedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY
17-03307	02/26/2019	Claimant(s): Glenn Capel Claimant Lawyers(s): Linda D. Friedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Langfred W. White, Karen A. West, David Josephsohn Hearing Site: Raleigh, NC
15-00953	05/16/2018	Claimant(s): Alexander Beigelman Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler Hearing Site: New York, NY