| 21-02941 | 06/22/2022 | Claimant(s): Russell Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Elevation
Respondent Lawyers(s): James Garvey
Arbitrator(s): Cynthia A. DiMarco, Martin Deignan Dehler, Rae Tina Eskreis-Nelson
Hearing Site: New York, NY
| | |
| 19-01266 | 05/26/2020 | Claimant(s): Jill Testa
Claimant Lawyers(s): John Drohan
Respondent(s): Daniel Gerschel, Michael Bromberg, Merrill Lynch Pierce Fenner & Smith Inc., Robert Mancino
Respondent Lawyers(s): Evan Way
Arbitrator(s): Howard L. Sobel, Morton S. Bunis, Martin Deignan Dehler
Hearing Site: New York, NY
|  | $0 |
| 18-02326 | 08/13/2019 | Claimant(s): Thomas Durney
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): SMBC Nikko Securities America.
Respondent Lawyers(s): Alnisa S. Bell
Arbitrator(s): Jack Friedman, Martin Deignan Dehler, Tina Eskreis Nelson
Hearing Site: New York, NY
| | |
| 15-00953 | 05/16/2018 | Claimant(s): Alexander Beigelman
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler
Hearing Site: New York, NY
| | |
| 12-01917 | 06/02/2014 | Claimant(s): Marcia Mossack
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Linda J. Baer, Kumar Atmakuri Ram, Martin Deignan Dehler
Hearing Site: New York, NY
| | Expungement |
| 11-02379 | 07/12/2012 | Claimant(s): Point Capital Markets, Point Capital Partners
Claimant Lawyers(s): James Mahon
Respondent(s): Whitney Quillen
Respondent Lawyers(s): Stephen DeRosa
Arbitrator(s): Randolph Guggenheimer, Peter P. Skomorowsky, Martin Deignan Dehler
Hearing Site: New York, NY
| | |
| 10-02413 | 05/09/2012 | Claimant(s): Mark Berry
Claimant Lawyers(s): Jenice L Malecki
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Judith C. Greene, Andrew J. Gerber, Martin Deignan Dehler
Hearing Site: New York, NY
| | |
