14-00136 | 12/30/2015 | Claimant(s): Jeffrey Cahoon Claimant Lawyers(s): Marc A. Susswein Respondent(s): UBS Securities LLC Respondent Lawyers(s): Izabel P. McDonald Arbitrator(s): William G. Binckes, Richard A. Cini, Kumar Atmakuri Ram Hearing Site: New York, NY
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12-03949 | 06/09/2015 | Claimant(s): Turnberry Capital Management LP, Turnberry Masters, LTD Claimant Lawyers(s): Kevin J. O'Brien Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stephen H. Kupperman Arbitrator(s): Robert S. Getman, Ivan W. Harper, Kumar Atmakuri Ram Hearing Site: New York, NY
| | $10,000 |
13-02777 | 04/10/2015 | Claimant(s): Pershing LLC Claimant Lawyers(s): Jane L. Myers Respondent(s): Deutsche Bank Securities., Hugh Stevenson Respondent Lawyers(s): Robert Heim, Todd Ratner Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram Hearing Site: New York, NY
| | $0 |
12-01917 | 06/02/2014 | Claimant(s): Marcia Mossack Claimant Lawyers(s): Brian Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Caroline K. Hall Arbitrator(s): Linda J. Baer, Kumar Atmakuri Ram, Martin Deignan Dehler Hearing Site: New York, NY
| | Expungement |
11-01922 | 07/25/2012 | Claimant(s): Suzanne Nitzberg Claimant Lawyers(s): Suzanne H. Nitzberg Respondent(s): HSBC Securities (Usa) Inc. Respondent Lawyers(s): Jane H. Kauh Arbitrator(s): Roger M. Deitz, Bernard A. Friedman, Kumar Atmakuri Ram Hearing Site: New York, NY
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