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FINRA Awards for Robert Heim

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0079607/20/2017Claimant(s): ING Financial Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Anthony Marchese, Evan T. Ignall, Thomas Hansen Boast
Hearing Site: New York, NY
13-0277704/10/2015Claimant(s): Pershing LLC
Claimant Lawyers(s): Jane L. Myers
Respondent(s): Deutsche Bank Securities., Hugh Stevenson
Respondent Lawyers(s): Robert Heim, Todd Ratner
Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram
Hearing Site: New York, NY
Checkmark Icon$0
13-0026611/22/2013Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Robert Heim
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller
Hearing Site: New York, NY
08-0128603/25/2009Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY
07-0118504/24/2008Claimant(s): Michael Allinson
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Glenn Meyer, Vision Securities Inc.
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Aaron Friedman, Elizabeth Gilbert, Jeffrey I. Kahn
Hearing Site: New York, NY
Checkmark Icon$125,000

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