| 23-01023 | 01/12/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano
Hearing Site: New York, NY
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| 22-01046 | 05/04/2023 | Claimant(s): Ronan Cox
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Julian F. Santos, Veera V. Konka, Thomas Hansen Boast
Hearing Site: New York, NY
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| 19-00001 | 05/05/2022 | Claimant(s): Legend Securities.
Claimant Lawyers(s): Salvatore Caruso
Respondent(s): COR Clearing LLC, Stocktrade Network.
Respondent Lawyers(s): Carl S. Burkalter, Salvatore Caruso
Arbitrator(s): Charles L. Henderson, Madelyn A. Levy, Thomas Hansen Boast
Hearing Site: New York, NY
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| 16-00796 | 07/20/2017 | Claimant(s): ING Financial Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Anthony Marchese, Evan T. Ignall, Thomas Hansen Boast
Hearing Site: New York, NY
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