| 23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni-Idrissi
Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain
Hearing Site: Jersey City, NJ
| | |
| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
| | |
| 20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz
Claimant Lawyers(s): Michael M. DiCicco
Respondent(s): Brian Manning, Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond
Hearing Site: Jersey City, NJ
|  | Expungement |
| 22-01046 | 05/04/2023 | Claimant(s): Ronan Cox
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Julian F. Santos, Veera V. Konka, Thomas Hansen Boast
Hearing Site: New York, NY
| | |
| 22-02455 | 03/10/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Michael Boring
Respondent Lawyers(s): Michael Miller Boring
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
| | |
| 20-03946 | 02/22/2023 | Claimant(s): Juan Seoane
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Julian F. Santos, Veronica Ann Williams, Jennifer Lupo
Hearing Site: New York, NY
| | |
| 21-02284 | 11/17/2022 | Claimant(s): Jose Camacho
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Julian F. Santos
Hearing Site: Hartford, CT
| | $0 |
| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli
Hearing Site: New York, NY
| | |
| 21-01879 | 02/16/2022 | Claimant(s): Bennett Weiss IRA, Bennett Weiss SEP IRA, Denise Weiss IRA, Denise Weiss SEP IRA
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Julian F. Santos, Barry Steven Port, Brian John Gallagher
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 20-03407 | 02/02/2022 | Claimant(s): Joseph McCormick IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Julian F. Santos, Linda J. Baer, Clifford Jacob Pritchard
Hearing Site: Wilmington, DE
| | Expungement |
