| 22-00505 | 12/16/2022 | Claimant(s): Bradley Ford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors., USA Financial Securities Corporation
Respondent Lawyers(s): Andrea McGrew, Susan D. Duff
Arbitrator(s): Amelia F. Adams
Hearing Site: Louisville, KY
| | |
| 20-03407 | 02/02/2022 | Claimant(s): Joseph McCormick IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Julian F. Santos, Linda J. Baer, Clifford Jacob Pritchard
Hearing Site: Wilmington, DE
|  | Expungement |
| 20-00810 | 09/17/2020 | Claimant(s): Jeffrey Bush
Claimant Lawyers(s): Brian Luther
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Joel T Brusk
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 19-02937 | 06/12/2020 | Claimant(s): Gerald Hanifan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Investment Center., USA Financial Securities Corporation
Respondent Lawyers(s): Douglas A. Wright, Joel T. Brusk
Arbitrator(s): Richard E. Miley
Hearing Site: Charlotte, NC
| | |
| 19-00938 | 10/03/2019 | Claimant(s): Bradley Ford
Claimant Lawyers(s): Jessica M. Lindemann
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Joel T. Brusk
Arbitrator(s): Robert David Epstein
Hearing Site: Indianapolis, IN
| | |
| 12-00351 | 04/23/2013 | Claimant(s): David Sandwith, Susan Crader, Perpetual Asset Shield Trust FBO Crader, Perpetual Asset ShieldTrust FBO Sandwith, US Life Fund FBO David A. Sandwith, US Life Fund FBO Susan Sandwith Crader
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Brian Decker, James Black, Teri Weigel, Absolute Return Solutions., Pacific West Financial Consultants., Pacific West Securities., USA Financial Securities Corporation
Respondent Lawyers(s): Brian James Decker, Chance Hodges, Chris R. Youtzorate Officer, Gregory M. Kilby, James Leroy Black
Arbitrator(s): William W. Anderson, Laurie E. Law, Stephen E. DeForest
Hearing Site: Seattle, WA
| | Expungement |
