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FINRA Awards for Brian Decker

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0112004/04/2022Claimant(s): Brian Decker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Pacific West Securities.
Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan
Hearing Site: Seattle, WA
15-0080206/25/2019Claimant(s): Frederick Blake
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Anthony Fusco, Bernardo Misseri, Brian Decker, Steven Meyer, Legend Securities.
Respondent Lawyers(s): Anthony Fusco, Bernardo Misseri, Brian K. Decker, Salvatore C. Caruso, Steven J. Meyer
Arbitrator(s): Edward R. Niederriter, Mark I. Roth, Robert J. Buchner
Hearing Site: Boca Raton, FL
Checkmark Icon$967,008
12-0035104/23/2013Claimant(s): David Sandwith, Susan Crader, Perpetual Asset Shield Trust FBO Crader, Perpetual Asset ShieldTrust FBO Sandwith, US Life Fund FBO David A. Sandwith, US Life Fund FBO Susan Sandwith Crader
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Brian Decker, James Black, Teri Weigel, Absolute Return Solutions., Pacific West Financial Consultants., Pacific West Securities., USA Financial Securities Corporation
Respondent Lawyers(s): Brian James Decker, Chance Hodges, Chris R. Youtzorate Officer, Gregory M. Kilby, James Leroy Black
Arbitrator(s): William W. Anderson, Laurie E. Law, Stephen E. DeForest
Hearing Site: Seattle, WA
Checkmark IconExpungement

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