19-02820 | 11/11/2020 | Claimant(s): Stanley & Millicent Barasch Living Trust Claimant Lawyers(s): Jason J. Kane Respondent(s): Crystal Bay Securities. Respondent Lawyers(s): Rafael Golan Arbitrator(s): Rosemarie Ann Jannuzzi, Robert J. Buchner, Magda M. Fernandez Torres Hearing Site: Boca Raton, FL
| | $1,351,180 |
18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert Claimant Lawyers(s): Stuart H. Singer Respondent(s): Brian Lowenthal, Eileen Berman Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner Hearing Site: Boca Raton, FL
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15-00802 | 06/25/2019 | Claimant(s): Frederick Blake Claimant Lawyers(s): Neil B. Solomon Respondent(s): Anthony Fusco, Bernardo Misseri, Brian Decker, Steven Meyer, Legend Securities. Respondent Lawyers(s): Anthony Fusco, Bernardo Misseri, Brian K. Decker, Salvatore C. Caruso, Steven J. Meyer Arbitrator(s): Edward R. Niederriter, Mark I. Roth, Robert J. Buchner Hearing Site: Boca Raton, FL
| | $967,008 |
16-02225 | 07/30/2018 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Ean Lambert Respondent Lawyers(s): Laurie Anton Arbitrator(s): Robert J. Buchner Hearing Site: Boca Raton, FL
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16-03545 | 11/07/2017 | Claimant(s): Michelle Feins Rev. Trust Claimant Lawyers(s): Martin Feins Respondent(s): Goldman, Sachs and Company, Citadel Securities LLC, Cutler Group Respondent Lawyers(s): Doug Patterson, Evan Stewart, Michael G. Felty Arbitrator(s): Robert J. Buchner Hearing Site: Boca Raton, FL
| | $9,400 |
14-00730 | 09/01/2017 | Claimant(s): Enrique Freiria Claimant Lawyers(s): Normarie Rodriguez Perez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Robert J. Buchner, Susan G. Pinkston, Joseph Michael Librie Hearing Site: San Juan, PR
| | Expungement |
15-03463 | 06/05/2017 | Claimant(s): Paul Blum Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore Hearing Site: Boca Raton, FL
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13-03476 | 05/16/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding Claimant Lawyers(s): Patrick G. King Respondent(s): Michael Smith Respondent Lawyers(s): Aaron A. Wernick Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner Hearing Site: Boca Raton, FL
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13-03520 | 02/17/2017 | Claimant(s): Luis Romero Lopez, Luis R. Romero Lopez Pledged Collateral Claimant Lawyers(s): Luis J. Acevedo-Bengoechea, Samuel B. Edwards Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Donald F. Winningham, Roberto C. Quinones-Rivera Arbitrator(s): Joyce F. Glucksman, Reinaldo Royo, Robert J. Buchner Hearing Site: San Juan, PR
| | $10,000,000 |
13-02796 | 06/11/2015 | Claimant(s): Kelina Normil Claimant Lawyers(s): Walter J. Mathews Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard J. Kaplan, Robert J. Buchner, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
| | Expungement |