| 13-03520 | 02/17/2017 | Claimant(s): Luis Romero Lopez, Luis R. Romero Lopez Pledged Collateral
Claimant Lawyers(s): Luis J. Acevedo-Bengoechea, Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Donald F. Winningham, Roberto C. Quinones-Rivera
Arbitrator(s): Joyce F. Glucksman, Reinaldo Royo, Robert J. Buchner
Hearing Site: San Juan, PR
|  | $10,000,000 |
| 14-00610 | 10/02/2015 | Claimant(s): Glissette Colon, Raul Aranguren Riesgo
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | Expungement |
| 10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow
Claimant Lawyers(s): Scott L Silver
Respondent(s): Popular Securities.
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $36,977 |
| 11-01520 | 06/15/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Gustavo Del Valle
Respondent Lawyers(s): Harold D. Vicente-Colon
Arbitrator(s): Reinaldo Royo, Kathryn M. Welsh, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | |
| 09-05324 | 09/03/2010 | Claimant(s): Javier Corujo-Ramsey
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Lincoln Financial Securities Corp
Respondent Lawyers(s): Frank La Fontaine
Arbitrator(s): Jonathan H. Parker, Reinaldo Royo, Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 07-03489 | 10/14/2008 | Claimant(s): Miguel A. Falcon and Marta Ortiz-Cruz
Claimant Lawyers(s): Elba Sanchez-Gonzalez
Respondent(s): Citigroup Global Markets Puerto Rico Inc
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | $0 |
