| 23-02189 | 04/29/2024 | Claimant(s): Yolanda Rosich Clemente
Claimant Lawyers(s): Sara L. Velez Santiago
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez Morales
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 23-02923 | 04/02/2024 | Claimant(s): Jaime Toro Lavergne
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | |
| 23-00248 | 07/19/2023 | Claimant(s): Karlamary Aleman Aponte
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
| | |
| 22-02079 | 05/05/2023 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara M. Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramierz-Morales
Arbitrator(s): Robert G. Falbisaner
Hearing Site: San Juan, PR
| | |
| 18-01944 | 04/19/2023 | Claimant(s): GAMASA
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr
Hearing Site: San Juan, PR
|  | $0 |
| 18-03640 | 12/20/2022 | Claimant(s): Felipe Benedit Bueno, Janette Lindenmann, Benedit Holdings Co.
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Andrea U. Calve, G. Dennis Sheehan, Victor Calderon
Hearing Site: San Juan, PR
| | Expungement |
| 20-03226 | 06/28/2022 | Claimant(s): Raquel Gonzalez Chavez
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Adam M. Kauff, Maria T. Alvarez-Santos
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 21-00598 | 02/07/2022 | Claimant(s): Zoraida Cruz Torres, Fideicomiso Zoraida Cruz Torres
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Sergio A. Dominguez, Jose Francisco Cartaya Morales
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 20-04220 | 12/13/2021 | Claimant(s): Jorge Guerrero, Maria Espada
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Jaime Rosario, Wanda L Esteras
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 18-01674 | 10/27/2020 | Claimant(s): Julio Julia, Yvonne Battistini
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Popular Securities.
Respondent Lawyers(s): Alan M. Wolper, Keith Olin
Arbitrator(s): Monica I. Salis, Langfred W. White, Susan Ruth Levin
Hearing Site: San Juan, PR
| | $0 |
